WP E-Signature by Approve Me - Sign Documents Using WordPress -

Sophisticated Investor Self Certification

If you meet condition A, B or C below, you may choose to be classified as a self-certified sophisticated investor for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005.

Have you:

A) Worked in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises, in the last two years?
NoYes

If yes, what is/was the name of the business/organisation?
B) Been the director of a company with an annual turnover of at least £1 million, in the last two years?
NoYes

If yes, what is/was the name of the company, and its Companies House number (or international equivalent)?
C) Made two or more investments in an unlisted company, in the last two years
NoYes
D) Been a member of a network or syndicate of business angels for more than six months, and are still a member?
NoYes

If yes, what is the name of the network or syndicate?
OR E) None of these apply to me.
Yes

I declare that I have answered yes to A and/or B and/or C and/or D, and wish to be treated as a self-certified sophisticated investor. I understand that this means: a) I can receive financial promotions where the contents may not comply with rules made by the Financial Conduct Authority (FCA); b) I can expect no protection from the FCA, the Financial Ombudsman Service, or the Financial Services Compensation Scheme.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments. I accept that I could lose all of the money I invest.

Phone:

Date:

Leave this empty:

Your legal name

Your email address

Please Confirm full name and signature.

Draw Signature
Type In Signature

Draw your signature with your mouse, tablet or smartphone Clear

I agree that I am and I agree this is a legal representation of my signature for all purposes just the same as a pen-and-paper signature

I agree that I am and I understand this is a legal representation of my signature

Adopt & Sign

Timestamp

Audit

9 January 2024 19:50 GMT

Sophisticated Investor Self Certification Uploaded by Simon Walker - reachout@beaufortsociety.com IP 62.4.39.137

9 January 2024 20:00 GMT