MEMBER APPLICATION & SOPHISTICATED INVESTOR STATEMENT


About you


 

 

 


About Your Portfolio

 

 

About Your Investor Status

FCA Regulations require us to hold a certification from you that you qualify as a sophisticated investor.

I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested. 

I am aware that it is open to me to seek advice from an authorised person who specialises in advising on non-mainstream pooled investments.

If you meet condition A, B or C below, you may choose to be classified as a self-certified sophisticated investor for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005.

Have you:

  • A) Worked in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises, in the last two years?

    If yes, what is/was the name of the business/organisation?
     


  • B) Been the director of a company with an annual turnover of at least £1 million, in the last two years?
     
    If yes, what is/was the name of the company, and its Companies House number (or international equivalent)?
     


  • C) Made two or more investments in an unlisted company, in the last two years
     

  • D) Been a member of a network or syndicate of business angels for more than six months, and are still a member?
     
    If yes, what is the name of the network or syndicate?  


  • OR E) None of these apply to me.
     

I declare that I have answered yes to A and/or B and/or C and/or D, and wish to be treated as a self-certified sophisticated investor. I understand that this means: a) I can receive financial promotions where the contents may not comply with rules made by the Financial Conduct Authority (FCA); b) I can expect no protection from the FCA, the Financial Ombudsman Service, or the Financial Services Compensation Scheme.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments. I accept that I could lose all of the money I invest.

 

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Document name: MEMBER APPLICATION & SOPHISTICATED INVESTOR STATEMENT
lock iconUnique Document ID: 38d7bf8530dad5b3fec648711047bbee15dcfe4b
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22 January 2024 14:36 BSTMEMBER APPLICATION & SOPHISTICATED INVESTOR STATEMENT Uploaded by Graham Rowan - help@beaufortsociety.com IP 62.4.40.152