MEMBER APPLICATION & HIGH NET WORTH INVESTOR STATEMENT


About you


 

 

 


About Your Portfolio

 

 

About Your Investor Status

FCA Regulations require us to hold a certification from you that you qualify as a high net worth investor.

I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested. 

I am aware that it is open to me to seek advice from an authorised person who specialises in advising on non-mainstream pooled investments.

If you meet condition A or B below, you may choose to be classified as a high net worth individual for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005.

In the last financial year, did you have:

    1. A) An annual income of £100,000 or more? Income does NOT include any one-off pension withdrawals.
       
      If yes, please specify your income (as defined above) to the nearest £10,000 in the last financial year
      £


    2. AND/OR B) Net assets of £250,000 or more? Net assets do NOT include: your home (primary residence), any loan secured on it or any equity released from it; your pension (or any pension withdrawals) or any rights under insurance contracts. Net assets are total assets minus any debts you owe.

      If yes, please specify your net assets (as defined above) to the nearest £100,000 in the last financial year
      £


    3. OR C) None of these apply to me.
       

I declare that I have answered yes to A and/or B and wish to be treated as a high net worth individual. I understand that this means:

  1. a) I can receive financial promotions where the contents may not comply with rules made by the Financial Conduct Authority (FCA);
  2. b) I can expect no protection from the FCA, the Financial Ombudsman Service or the Financial Services Compensation Scheme.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments. I accept that I could lose all of the money I invest.

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Signature Certificate
Document name: MEMBER APPLICATION & HIGH NET WORTH INVESTOR STATEMENT
lock iconUnique Document ID: 1051b13c75c80b5c90c5a8054cc10d352ef5e88d
Timestamp Audit
22 January 2024 14:24 BSTMEMBER APPLICATION & HIGH NET WORTH INVESTOR STATEMENT Uploaded by Graham Rowan - help@beaufortsociety.com IP 62.4.40.152